What are the common characteristics of a Pip Capital & Consulting client?


Pip Capital & Consulting clients often share several common goals including:

  • A general long term, results-oriented growth goal that exceeds the performance of standard cookie cutter portfolios found at large Financial Advisor firms.
  • An interest in receiving ongoing updates of future strategy in their portfolios.
  • An expectation of not being treated like a number. Knowing that their advisor firm has a strong knowledge of their portfolio, net worth, long term financial objectives, etc. at a moment’s notice without having to reference a file.
  • An appreciation for constant, detailed communication that is easy to understand and doesn’t require a career in Financial planning to understand.

Pip Capital & Consulting works with clients with a growing net worth and interest in growing their savings / investment income.

Pip Capital & Consulting, LLC is a Registered Investment Advisor (RIA) registered with the state of Florida.
What does that mean?

A Registered Investment Advisor (RIA) firm is in the business of giving advice about securities and registered with the Securities and Exchange Commission (SEC).
As a registered investment advisor, we are a fiduciary to you, our client, meaning we have a fundamental obligation to act and provide investment advice that is in your best interest.
This aspect of our business, while seemingly self-evident, actually differs from some of the lower suitability standards found at other firms within the financial services industry.

Do you hold and manage client assets?

As a matter of policy Pip Capital & Consulting does not exercise custody over client assets or accounts. It is firm policy not to accept, hold, directly or indirectly, client funds or securities with the sole exception of direct debiting of advisory fees. Interactive Brokers is the qualified custodian and maintains custody of client funds in separate brokerage account(s) for each client under the client’s name.

Clients can access daily, monthly, and annual account statements as well as daily trade confirmations through a password protected portion of Interactive Brokers’ website.

Some of the biggest financial frauds perpetuated in history have been enabled by not requiring this system of checks and balances, a simple separation of advisory services from the custody of assets.

Can I do this myself? Why do I need Pip Capital & Consulting as my financial advisor?

In today’s day and age investment strategy is more important than ever, and large market fluctuations occur on a more frequent basis than they did in the past. With ongoing family and work responsibilities many people look to delegate this essential task so that they can focus on their career, passions, and family life. That is where Pip C&C can help, especially with its dedication to active management. Pip C&C does not do what so many other financial advisors do which is to rebalance your account once a year. Pip C&C analyzes all client accounts on an ongoing frequent basis, and although Pip C&C generally approaches all investments from a long term perspective, Pip C&C will periodically take action to rebalance/reallocate your assets to ensure optimal performance especially during high market volatility. In addition, as a small boutique firm with a small number of clients Pip C&C adds value in numerous other ways, including:
  • Extensive research to make sure the positions in your account reflect the best means for achieving and superseding your goals.
  • Conducting active and ongoing research to select securities that align with all your core strategies.
  • Rebalancing and reallocating your assets to create a risk/reward profile that makes sense for you and your chosen strategy.
  • Utilizing conservative option strategies, when authorized, as a means for hedging and additional income.
  • Dividing your investments optimally between your taxable and tax-sheltered accounts to minimize tax impact across your portfolio(s).
  • Understanding your overall wealth management needs, including insurance, estate planning, outside investments, education planning, etc. and coordinating your portfolio investment strategy to align with all your wealth management goals.
  • Responding to questions any time of day. Whether your chosen method of communication is by phone, email, text, etc. you will receive a response right away.

Email us for more information.

info@pipcapitalconsulting.com

CONTACT

info@pipcapitalconsulting.com

(815) 577 – 7862

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DISCLAIMER

Pip Capital & Consulting, LLC is a registered investment advisor in the state of Florida. The firm may not transact business in states where it is not registered or exempted from registration. However, in most states, the firm is exempt from registration if it has fewer than six clients who are residents of that state. As such, Pip Capital & Consulting, LLC is free to provide services to residents of most states and applies for registration as required. Responses to persons or entities that involve transacting securities or investment advice for compensation will not be made without registration or exemption.